Investing can be an exciting journey, filled with opportunities for financial growth and wealth accumulation. However, it also comes with its share of risks. Every year, countless investors fall victim to scams that threaten their hard-earned money. That’s where the Securities and Exchange Commission (SEC) steps in, acting as a guardian for both novice and seasoned investors alike.
The SEC is dedicated to protecting investors from fraudulent schemes while promoting fair markets. But how do you stay informed? Understanding SEC investor alerts can provide crucial insights into potential threats lurking in the investment landscape. Whether you’re just starting or have years of experience under your belt, being aware of these SEC investor alerts can make all the difference in safeguarding your finances.
Ready to dive deeper? Let’s explore what makes these SEC investor alerts so important and how you can arm yourself against common scams targeting unsuspecting investors today.
Understanding the Securities and Exchange Commission (SEC)
The Securities and Exchange Commission (SEC) is the primary regulatory body overseeing the securities industry in the United States. Established in 1934, its mission is to protect investors and maintain fair, orderly, and efficient markets.
The SEC enforces laws against market manipulation and fraud. It requires public companies to disclose significant financial information, ensuring transparency for all investors. This oversight helps build trust between investors and firms.
Additionally, the SEC plays a crucial role in educating investors about various risks associated with their investments. Through SEC investor alerts and educational resources, it empowers individuals to make informed decisions.
Understanding how the SEC operates can significantly enhance an investor’s ability to navigate potential pitfalls in the marketplace. By staying abreast of SEC investor alerts, you gain insights that can help safeguard your investment journey.
Importance of SEC Investor Alerts
SEC investor alerts serve as a crucial line of defense for individuals navigating the complex world of finance. They provide timely warnings about potential risks, scams, and fraudulent schemes that may target unsuspecting investors.
These SEC investor alerts help foster awareness among investors by highlighting red flags associated with dubious investment opportunities. When issued by regulatory bodies like the SEC, they become essential tools in preventing financial loss.
Moreover, SEC investor alerts encourage proactive research. Armed with this information, investors can make more informed decisions and avoid falling prey to deceitful practices.
Staying updated on these SEC investor alerts can be empowering. It allows individuals to safeguard their hard-earned money while contributing to a more transparent market environment where integrity is valued over quick profits.
Common Scams Targeting Investors
Investors often face a myriad of scams designed to exploit their financial ambitions. One prevalent scheme is the Ponzi scheme, where returns are paid to earlier investors using new capital from later ones. This creates an illusion of profitability until the money runs out.
Another common tactic involves pump-and-dump schemes. Scammers artificially inflate stock prices by spreading false information, only to sell their shares at a profit once unsuspecting investors buy in. When they exit, the stock plummets, leaving others with significant losses.
Phishing attacks have also become increasingly sophisticated. Fraudsters send emails that appear legitimate, tricking victims into revealing sensitive information or clicking malicious links meant to steal personal data.
Unsolicited investment opportunities via social media can be enticing yet dangerous. These offers may promise extraordinary returns but often lead down a treacherous path filled with deception and disappointment.
How to Identify Red Flags in Investment Opportunities
When considering an investment opportunity, it’s crucial to spot potential red flags early. One major warning sign is guaranteed returns. If it sounds too good to be true, it probably is.
Next, watch out for high-pressure sales tactics. Scammers often rush you into making decisions without giving you time to think or conduct research.
Check the background of the individuals offering the investment. A lack of transparency about their experience or credentials can indicate a dubious operation.
Unclear terms and conditions are another red flag. Legitimate investments should come with straightforward documentation that outlines risks and rewards clearly.
Trust your instincts. If something feels off during discussions or presentations, take a step back and reassess before committing any funds.
Tips for Protecting Your Finances from Fraud
Stay informed about the latest scams. Regularly check reputable financial news sources and updates from the SEC.
Keep personal information secure. Avoid sharing sensitive details over email or social media platforms. Use strong, unique passwords for your accounts.
Be cautious with unsolicited offers. If an investment opportunity sounds too good to be true, it probably is. Always do thorough research before committing funds.
Use professional resources when needed. Consult with certified financial advisors who can provide insights tailored to your situation.
Monitor your accounts regularly. Look out for any unauthorized transactions or unusual activity that could indicate fraud.
Educate yourself on common tactics used by scammers, such as high-pressure sales tactics or promises of guaranteed returns without risk.
Establish clear communication lines with family regarding finances, ensuring they’re aware of potential threats and strategies for protection against fraud.
Resources for Reporting Suspected Fraud to the SEC
If you suspect investment fraud, the SEC provides several avenues for reporting your concerns. You can file a complaint directly through their website. This online platform is user-friendly and guides you step-by-step.
Remember that whistleblower protections are in place if you’re worried about retaliation. Your anonymity can be preserved when needed.
Staying proactive helps not only yourself but others who might fall victim as well. Reporting suspected fraud is crucial in keeping our financial markets secure and fair for everyone involved.
Conclusion: Stay Informed and Vigilant in Your Investments
Staying informed and vigilant is crucial in today’s investment landscape. The SEC plays a significant role in protecting investors, but it’s essential to take personal responsibility for your financial well-being.
By understanding the warnings issued by regulatory bodies, you can better navigate potential pitfalls. You should always be aware of current scams that may target naive or unsuspecting investors. Identifying red flags early can save you from losing money and maintain your financial health.
Protecting yourself from fraud requires continuous education. Familiarize yourself with common tactics used by scammers, so you’re not caught off guard. Always perform due diligence before making any investment decisions.
If something seems too good to be true, trust your instincts and investigate further. Resources are available to report suspected fraud—don’t hesitate to use them.
Your investments deserve careful consideration and scrutiny. Stay alert, do your research, and ensure that every step taken is an informed one for a secure financial future.
SEC Warned Brokers 2024 list
12 West Capital Management
1st American Securities
1st New York Financial Corporation
205fx.com
24 Provident Trade
247 Options Trade
247Bitxconnect
247Crypto Trade
24Brickstonefx.com
24cryptoindex
24TradeConnect
24TradeSpace
360cryptominners
360Traders
362livefxmarket
365Tradeposition
426 Investments Incorporated
44TradeOption
9figuretradechannel
Abacus & Partners
Accer Mergers and Acquisitions
Access Broker.com Inc
Access Financial Investment
Accrescent Holdings Inc.
Accrued Equities Inc.
AchieversChainFX
Acquisition & Development Consulting, Inc.
Impersonator of Genuine Entity
ACT Transfer Services
ADG Capital LLC
Advance Partners LLC
Advanced Digital Trade
Advanced Global Securities Corporation
Advisors For Excellence
Advisors Group, Inc.
Affiliatetradecoin24
Affinity Group
AffinityFXInvest
AffluenceCoins
AIA Capital Markets, LLC
AipCapitaltrade
Airing Trade
AJ Nelson Consultants, LLC
Alderbrook Capital Management
Alexander Capital Management
Alexander Kingsley Private Equity Inc.
Allen Brothers M&A
Alliance Finance
Alliance Finance Union Investor Services LLC
Alliance Global Group
Alliance Group, Inc. Alliance Insurance Agency
Alliance Transfer Inc.
Alliance Trust Finance Corp
Alliance-Profit
Alliant Holdings I Inc.
Allianze Global Insurance Inc.
Allied Capitals
Allstateline
Ally Stock Investment
Alpha Consulting Group
Alpha Corporate Consultants
Alpha Investment Management LLC
Alta Paramount Ltd.
Altaris Capital Securities, LLC
Alter Management LLC
Ambitminers
American Financial Group
American Financial Group, Inc.
American First City Corporation
American First Securities
American Taxation Incorporated
AmericanFXtrade
AmeriFXpro
Ameritradeoptions
Amex-Financials
AMK Trust Ltd.
Andersen Mergers
Anderson & Scott LLP
Anderson Ford Financial
Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd.
Angle Financial Solutions
Angle Financial Solutions
Anoli Capital International, Inc.
Anti Cyber Crime & Financial
Apex Capital Acquisition Group
Apex Global Finance
Apex Options
Apex Stock Transfer Inc.
Apex376 Partners LLC
ApexFuturesFX
Apexfx Verge
Apexfxverge
Apexus Capital Investment
Apollo Global Securities LLC
Arcadia Acquisition Group Inc.
Arcadia Trading Group, Ltd. Arcadia Oil & Gas, LLC
Ardea Capital L.P.
Ardent Asset Advisors LP
Ares Acquisitions
Argentinian Securities Commission
Argonoak
Arista Capital Ventures
Arlington Securities Group
Arron Copeland
Ashley Partners M&A
Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc.
Asprey Associates
Asset Recovery Solutions
Asset Trust Management, LLC
Association of Securities Transfer Companies (ASTC)
Astride Capitals a/k/a Astride Forex Trade
ATG Capital Solutions, Inc.
Athens Capital Management LLC / Athens Investments
Atlanta Mediation Group
Atlantic Capital Trust Management, LLC
Atlantic Escrow Services
Atlantic Group
Atlantic Investment Market
Atlantis Capital Partners, Inc.
Atlas Consultancy
Atlas Stock Transfer
Aton Capital Invest
Auburn Hill Capital
Austin Claymore LP
Avaro
Avery Wealth
AxTrading-Investment
AZ Invest
Bainbridge Management
Baker Hamlin
Banc De Binary
Bank Guarantee Funding
Banner Commodities
Banner Partners
Baros and Ronaldo Associates
Barton Advisors, LLC
Bayside Equity Group, Inc.
Baytree Capital Associates
Beacon Capital Management Inc.
Beacon Global Management, Inc.
BeaconFxTop Trading
Belmont Capital Holdings
Belmont Shaw and Associates Mergers and Acquisitions
Beltrades
Belvin Miners
Benchmark International Trading Group, Inc.
Benson Hill Advisors
Benton Wells & Associates, LLC
Berdon Law Mergers & Acquisitions
Berger Aron Macey
Berkley Liquidation & Administration
Berkshire Consulting
Berkshire Financial Management, LLC
Bernstein & Younge Asset Management Group, Ltd.
Bernstein, Whitman & Lloyds
Berrscott, Elliott & Associates
Best Investors Group, Inc.
Betterlife Investment Group
Billionsnet
Binary Invest Expert
Binary Investment Management
Binary Market Arbitration Refund
Binary Trading LLC
Binary-stocktrading
Binatrex Advisors Corporation
Bingham Consulting Group
Bit Crypto Signals Investment Ltd
Bit-Vaults Investments Ltd
Bitbimocefx.com
Bitchain-Bit
Bitcoin Mining Signals
Bitcoin Tradesfx
Bitcoins Investments FXT
Bitforexoption
Bitfxprofits
Bitimefx
Bitminingfx
Bitpayfxpro
BitPro Traders Way
Bitsupply
Bittrade Capitals
BitvestTradex
Bitwala Trading Options
BL Trading Group
Black Water Investment Group, L.L.P.
BlackBox Traders
Blackstone Royalty Corporation
Blackswan Morgan
Blackwell & Associates
Blake Morgan Financials
Blockcryptomining
Bloomfield Trust Management, LLC
Blue Bayou Prospect Management
Blue Line Trading
Blue Ridge Financial Group
Blueford Consultancy Limited
Blueselevation
BN Securities, L.P.
BNY Trading Services
Board of Financial Affairs
Board of International Equities
Board of Securities and Financial Services
Board of Securities Trading Commission
Boesch Haufmann Asset Management, Inc.
Boom Trader Crypto
Boston Acquisition Group
Boston Capital Management Inc.
Boston Management & Research
Boston Private Equity
Bowman & Malone LLP
Boyd & Lyman Law
Bradford Securities LLC
Bradley & Nowell
Bradley & Rogers
Brady & Bell Acquisition Ltd.
Bramwell & Kent Consultants, LLC.
Brant Fletcher Trust Management
Breakthrough Incorporated
Bremer Financial Ltd.
Brentcliffe Limited
Brentwood Capital Ventures
Bristol Financial Offshore
Brixton Business Consultants
Brookdale Management Consultancy, Inc.
Brookdale West Capital Management
Brooklyn Arbitration Council
Brooklyn Arbitration Council
Brookstone Group Transfer Agents
Brown and Wenger Consultancy Firm
BSC Transfer Agent
BTC Fast Trade
BTC FX Profit
BTC Investments
Bull Xchange Trade
Bureau of Compliance and Regulatory Board
Bureau of Financial & Protection Services
Bureau of Financial Trading
Bureau of Global Financial Trade Services
Bureau of International Securities Trading
Burgess, Cooper & Reynolds
Burnell Larkins, LLC
Burton Capital Partners
BWGMiner
C&O Fund Distributor, Inc.
Cabbot Law Group
Cadwell Capital Partners
Cain Capital LLC
CAIS Capital LLC
Cambridge Equity Corporation
Cambridge Financial Partners LLC
Cameron McDonald & Co.
Cameron Poe & Associates Inc.
Cannon Corporate Consultants
Cantata Equity Management
Capgemini Law Mergers & Acquisitions
Capital Acquisition Group Inc.
Capital Advisory Partners New York
Capital Arc Holdings
Capital Equity
Capital Insurance Group Ltd.
Capital M & A
Capital Management Asset Security Commission
Capital One Management Inc.
Capital Securities International
Capital Trade, LLC
Capital Transfer Consolidated
Capital Trust Management, LLC
Capital Union Partners
CapitalE-trade.com
Capitalfxinvestor
Cardone Trading Option Limited
Carlson and Clarke
Carlson Group Consultancy
Carlsson and Capehart Group, Ltd.
Carlton Capital Inc.
Cartwright & Keating, Inc.
Cartwright Financial
Cartwright Law Specialist Boston
Casey McCormick Private Equity
Caspian Trading, Inc., a.k.a. Caspian Investments
CC Ltd
CC Wealth Ltd.
CDN Law
Celivox Alliance
Centaur Global Advisors
Center for Securities Investigation Department
Center Point Financial Regulatory Board
Centrade Management Corp.
Central Commonwealth Securities & Exchange Commission
Central Equities Administrators
Central Finance Regulatory Commission
Central Stock Regulators
Central Trade & Financial Authority
CentralFX Trade
Century Holdings Ltd
Century Management Division, Inc.
CenturyVille
CEXGlobalMarkets
CFTCooperations
CFX Markets Global
Chadwick & Co.
Chain Broker Trade
Charles Pearson Investments International
Charlton Hayfield and Company
Chartered Capital Management
Chicago Capital Trading Inc.
Chicago Division of Securities
Chicago Trading Regulatory Board
Chopper Securities
Chris Gardner Group
Christian, Bradford and Cohen Legal Group
CIG LLC, a.k.a. Commerce Investments Group LLC
CitiWealth Asset Management
City Capital Mergers & Acquisitions
Clarkson Black Associates
Clarus Capital Group Management
Clayton Capital Ventures, Inc.
CLC Acquisition Corp
Clear Global LLC
Clifton Capital Partners LLC
Clifton Consulting Group LLC
Cloudfinancials
Cloudinmine
Clydesdale Securities, LLC
Cohen & Partners
Cohen Corporate Consulting
Coin Capitals Ltd
Coin Dickies
Coin Fx Capital
Coin-infinitude
Coinify Investment
Coiniva
Coinminersfxoptions
Coinnex Capital
Coinspotfx
Colbert & Welling LLP
Colby Mergers
Coldan Investment Company Ltd
Coleman Brothers
Coleman, Peterson & Associates
Collett Quinlan M&A
Colonial Square Acquisition LLC
Colonial Trust Transfer Agency LLC
Coltin Securities LLC
Commission on Financial & Securities Compliance
Commission on International Trade and Economics (COITE)
Commission on Securities & Financial Equities
Commodity Compliance Services, Inc.
Condor Securities
Connelly Peterson Ltd.
Connolly Thomas Law
Connor Law Firms
Conservative Fx Investment
Continental American Group
Continental Private Equity LLC
Cooper Company Management
Coreen Bradford Insurance
CoremarketOptions
Corestone Distributors
Cornerstone Financial Services
Corporate Consulting Group Inc.
Corporate Finance Solutions Inc.
Corporate Interest
Corporate Mergers & Acquisition Group
Corporate Stock Transfer Services
Corporations International and Domestic Donor Advised Funds Grants FB&CO
Costello & Rubin Attorneys at Law
Cotton Wood Stock Transfer
Cover Capital Partners
CPI International
Crawford Clarke M&A
Crawford Stanley Advisors LLC
Crest Equity Partners, LP
Crest Trust Management, LLC
Cromwell and Goodwin
Crossley Acquisitions
Crown Corporate Consultants
Crown Will Escrow and Clearing
Cryptempaya
Crypticsz
Crypto Digital Expert Trading
Crypto Forex Trading Ltd
Crypto Invtwld
Crypto Mining Masters
Crypto Trade FXDirect
Crypto Tradefox
Crypto-Trading Hub
Cryptobravos
Cryptochain Investment
Cryptocurrency Exchange LLC
Cryptoexpertoption
Cryptofxearners
Cryptofxtrader
CryptoIndex Options
CryptoInvestments
Cryptoinvesttrading
Cryptolegaltrade
CryptoMaxTrading
Cryptometastock
Cryptonaryfxsignals Inc.
Cryptopridefx International
Cryptoprofits, Inc.
Cryptostocktradefx
Crystal Optimum FX Trade
CSA Financial Group
CT Lambson and Associates, LLC
Cunningham, Austin, Wheeler & Associates
CurrencyFX Ltd
Current Capital Securities Ltd/CCS Ltd
Cybitexfx
Dailey Securities, Inc.
DailyFx
Dale, Mariam and Banks Associates at Law
Dalzelltrade
Danford Capital Group
Darwin Acquisition Group
David W. Jones, Attorney at Law
David, Scott & Allen PLLC
Davidson Capital Partners
Davis & Rudell LLC
Davis Alliance Law
Davis and Company LLC
DB Yates & Associates
DC Markets LLC
DC Trading Options
Dean Witter Consultancy
Delta West Financial Management
DeluxeMiningAssets
Dempsey Bingham
Dempsey Securities LLC
Department of Financial Compensation
Department of Financial Conduct
Department of Financial Regulators
Department of Financial Securities Board
Department of Financial Trading
Department of Financial Transactions
Department of Foreign Trade
Department of Global Pacific Mergers & Acquisitions
Department of Interagency Protection Bureau
Department of International Financial Trading
Department of Law and Public Safety
Department of Orderly Liquidation
Department of Regulation in Washington
Department of Securities
Department of Securities and Exchange Regulation
Department of Securities Liquidations
Department of Securities Trading
Dial Mergers
Diamond Title Services, LLC
Diamondoption9
Digital Capital Markets LLC
District Stock Transfer
Diversified Global Equities Group
Diversified Portfolio Management Invest, a.k.a. DPM Invest
Diversified Private Capital Group
Division of Securities
Division of Securities for the District of Columbia (DOSDC)
Dixon Associates
DMR Consulting, LLC
Donald Mark & Bradstone LLC
Double Invest Crypto
Dragon International, a.k.a. Dragon Mergers
Drala-Capital
Drexel Lambert Mergers and Acquisitions
DreyfusMeyer & Co., Inc.
Drobium Associates
Duke & Bremmer Law Firm LP
Duke Smythe Associates
Dukes Merger & Acquisitions, Inc.
Dumont Private Equity
DurdanHeyer Ltd.
Dynamic Trade
Earn Bitcoin Zone
East Coast Law Florida
East Financial Group Incorporated
East International Transfer
East West Financial & Securities Compliance
Eastern Security Trading Commission
Eastman Pierce Partners Mergers and Acquisitions
Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm
Eastwest Management Group Ltd.
Ebond Securities L.L.C.
Echelon Capital
Economic and Financial Services Commission
Edison Transfer Agency
Edward Collins and Associates
Elite Crypto Mines Inc.
Elite FX Options
Elite Investment
Elite Investment Company, LLC
Elite TradePlus
Elitefastfxtrade
Elitefxtrader
Elliot Private Equity
Ellipse Trading
Emerald Point Capital
Empire Capital Partners
Empire Financial Management Incorporated
Endeavor Capital Partners
Endeavour Mergers and Acquisitions
Equities Registrar
Equities Trading Commission
Equity Law Group
Equity Trust Management, LLC
Etorocoinoption
Europa Commodities, a.k.a. Europa Capital LLC
Everett Capital Partners
Evo Capitals
Exclusivecryptotraders
Expeke
Expert Mining Trade
Expert Point
Expertlivetrade
Explorecoinindex
Exsotrade
EXW Trade Options
EztradeFX
Faber Landau
Factor Private Equity LLC
Fairchild Holdings & Advisory Firm Corporation
FAP USA, L.P.
Farrel, Thornton, Lloyd & Brown
FCM Advisory Services, Inc.
FDX Advisors
Federal Asset Management
Federal Capital, Inc.
Federal Division Of Securities, NY
Federal Equities Corporation
Federal Financial Regulatory Board
Federal Financial Services Commission
Federal Recapitalization Fund
Federal Regulatory Board
Federal Securities and Investments Regulatory Commission (FSIRC)
Federal Securities Commission
Federal Securities Regulatory Agency
Federal Security Trading Regulatory Board
Federal Stock Commission
Federation Against Investor Fraud Committee
Feinler Management Group
Felton and Feld International
Fenix Securities
Ferguson Hathaway Consulting, Ltd./FH Consulting
Fidel Venture
Fidelity Concept
Fidelity Revenue LLC
Fieldia Asset Management
FinAllianz
Finance Regulation Board
Finance Regulation Bureau
Financial & Regulatory Oversight Board
Financial Action Task Force
Financial Advisors KMG
Financial Affairs Corporation
Financial Asset Management, Inc.
Financial Assets Corporation
Financial Compensation Authority
Financial Conduct United States of America
Financial Fraud Enforcement Task Force
Financial Fraud Examiners
Financial Options Security Exchange
Financial Protection Commission
Financial Protection Intelligence Unit
Financial Regulation Bureau
Financial Regulatory Authority
Financial Securities and Equities Bureau (FSEB)
Financial Securities and Investments Commission
Financial Securities Authority
Financial Services Commission
Financial Services Department
Financial Soultions (sic)
Financial Trading Board
Financial Trading LLC
Fincord Asset
Finesse Brokers
FinSolve Inc.
FinTrade Advisors Inc.
Firmarkets
First American Group, Inc.
First Axis Group
First Escrow Trust
First Financial Management
First Independent Accounting & Management Services Inc.
First Investment Securities
First Liberty Transfer Agency, LLC
First National Reliance Inc.
First National Stock Transfer Inc.
First Prime Corporations, a.k.a. First Prime Corp.
First Private Equity Group
First Trade Securities
FirstPrime Financial Corporation
Fisher Bennett Private Equity Inc.
FMX Trade
ForeFront
Foreign Investments Enforcement Division
Foreign Investors Surveillance Authority
Forensic Accounting and Financial Fraud Investigator
Forex Pro Trades
Forex Trade Services
Forex Vip Investment Advisors Corporation
ForexstockOptions
Forte Capital Mergers and Acquisitions
Fortis IM Trade
FORTRESS Investment Group
Foster & White Acquisition Group
Franklin Law Office
Franklin Rankin, LLC
Fraud Detection and Recovery Council
Frazer White Group
Freetrader Investment
Frost Capital Partners
FTI Brokers
Fund Investors, Inc.
Fund Recovery and Security Commission
Fundamental Trading Inc.
FX Bitcash
FX Digital Equity Market
FX Globalminer
FX Options Trade
FX Stock Stallions
FX Well Investment
Fx-cryptotrade
Fxcryptoinvestment
Fxcryptoprotrade
FxEmpire Trading
FXProStrategy
FxTime Options
FXTstockstraders
Fxzenithstocks
G&L Partners, Inc.
Gardner Financial Trading
Garrett Hopkins Associates
Gemini M&A
Gerard Wealth
GFC Worldwide, a.k.a. Global Financial Corp.
Giles and Hochman Consulting
Glendale Management Group
Global Alliance Insurance Company
Global Asset Management Inc.
Global Asset Registration and Transfer Corporation
Global Buck Invest
Global Capital Group Mergers & Acquisitions
Global Capital Management, Inc.
Global Capital Markets Worldwide
Global Compliance Agency
Global Corporate Partners
Global Direct Asset Management
Global Direct Equities LLC
Global Direct Financial Inc.
Global Equities, Inc.
Global Expert Miner
Global Financial Corp. Worldwide, a.k.a. GFC Worldwide
Global Financial Group Advisors
Global Financial Protection Commission
Global Financial Tree
Global Fraud Prevention
Global FX
Global Growth Acquisition Corporation
Global Investments Compliance Center
Global Merger Arbitrage Partners
Global Partners Securities
Global Quest Consultancy Services, Inc.
Global Quest Emerging Fund LP
Global Re-Insurance Services
Global Registration and Transfer Corporation
Global Securities and Trading Regulatory Commission
Global Securities Crime Investigators
Global Securities Protection Agency
Global Securities Regulatory Commission
Global Securities Service Group
Global Security Transfer
Global Trading Group
Global Transfer Service
GlobalBitTraders
Globaltradexplus
Gloucester & Stern Inc.
GMA Advisory Services, Inc.
Golden Medallion Trading
Goldman Capital Management
Goldman Phillips
Goldman-Investment.com
Goldsmith & Harris
Goldstein & Bradley
GoLiveCrypto.com
Goodwin William Inc.
Gordon Group Services
Gordon, Tait & Co. LLC
Gorman Reeve Associates
GoSwing * claims to be registered with SIPC
GPS Mining Option
Graham Morrison Wilson
Grant Global Associates
Grant Group LLC
Gray Capital Group
Graystream Capital
Great Harbor Compliance Regulatory Board
Great Southern Investment
Green & Book LLC
Green Bay Ventures LLC
Green Knight Financial Services
Green Wave Corporation
Green Wave Corporation
Greenberg International Law & Tax Advisory
Greenbridge International
GreenEarth Investments
Greenfield and Associates
Greenfield Insurance Services
Greenfield Securities Ltd.
Greentree Financial Advisors
Greenway Consultancy
Greenwood Capital Advisors
Grenfell and Blackrock Associates
Greyson Consulting Group
Greystone Asset Management
Griffin Advisors Limited
Griffin Mergers and Acquisitions
Gruber and Green, Inc.
GS Global Asset Management LLC
Guardian Creative Tax Planners
Guardian International
Gultsara Trading Ltd.
H. Taft Private Equity
Hales Securities
Hamilton and Pricehouse Consultancy
Hammond Global Solutions LLC
Hampton Capital Management
Hamza and Associates
Hanworth Weir Ltd.
Harbor Light Securities Inc.
Harkins Law Firm
Harris James Associates
HCC Global Financial Group
Heale Financial LLC
Heckart Associates, LLC
Hedges Capital Group
Hedges Mergers & Acquisitions
Heinz Hokkaido International
Hendricks & Hurst
Henrickson Dickson LLC
Heritage Capital Ltd.
Hermann Brothers Group
Hill Law Associates
Hillton Stock Investment Limited, a.k.a. Hillton Stocks Investments
Hobart & Roth, LLC
Hobdell and Williamson
Hogan, Case & Polk
Holland Capital Management
Home of Binary
Hoover Hyfield Group
HooverHyfield
Hopewood and Company
Horizon Fx Trade
Hostfx, Inc.
Hot Binary247
Howard Gary & Company, Inc.
Howard, James & Watson LLC
Howden Global Acquisitions Group, Inc.
Howell and Johnson Associates
Howell International Transfer
Howland Law
Hudson Munroe Transfer Agents
Humphrey ETS LTD.
Hutton Field Capital Partners
HV Global Partners
IBG and Associates
IC Financial Services Inc. (d/b/a Centro Inversion or Investment Center)
ICSID Lawyers
IDA Consultancy
Illuminate Ventures Advisor Inc.
Impact Finance
Imperial Quest Ventures, Ltd.
IndexCapitalMarkets
Initial Pips
Institutional Equity Partners
Integrated Financial Regulatory Board
Integrated Tax
Inter Prime Financial
Interactive Taxation Consultants
Intercapital Equity Partners
Intercapital Venture Group
Intercontinental Financial Protection Commission
InterContinental Financial Regulatory Board
InterGlobal Financial Registrar
International Association of Transfer Agents
International Board of Mergers & Acquisitions
International Board of Trade Commission
International Business Permit Certificate
International Business Permit Certificate a/k/a IBPC Corp
International Claims Commission
International Commission of Securities
International Compliance Assistance Center
International Corporate Advisors
International Divestment Services IR Ltd
International Equities Administrators
International Escrow Services, Inc
International Exchange Commission
International Financial & Regulatory Commission
International Financial Forensics Organization
International Financial Market Regulatory Agency
International Financial Oversight Commission
International Financial Securities Regulatory Commission
International Financial Trading Commission
International Fraud Alert
International Fraud Assessment Agency
International Information Exchange
International Investments and Securities Commission
International Investor Protection Coalition, a.k.a. IIP Coalition
International Mergers
International Network for Investor Action and Protection
International Organization of Registrar and Clearing Agents (IORACA)
International Organization of Transfer and Registrar Agents
International Protection and Surveillance Authority
International Regulators Board
International Securities Accreditation Authority
International Securities Administrators
International Securities and Equities Board
International Securities Authority
International Securities Board
International Securities Commission
International Securities Regulators
International Securities Regulatory Agency
International Securities Regulatory Division
International Securities Trade Agency
International Securities Validation Division
International Share Verification Department
International Shareholders Compliance Department
International Stock Regulators
International Stock Transfer Administration (ISTA)
International Trading Board
International Trading Commission
International Transfer Services Limited
Intertrade Compliance Board
Investment and Securities Recovery Council
Investment and Security Fraud Protection Agency Two Prudential Plaza
Investment Recovery Service
Investor Protect Bureau
Investor Protection Enforcement Council
Investorcog
Investors Advisory Services, LLC
IPO Securities Litigation
IQ Crypto Exchange
IQBrokerFx
Irvine Mutual
Isaac Paige Group
Itaxation Corporation Ltd.
J. Rowan Associates
J. Streicher & Co LLC
Jackson Bernstein Associates
Jacob Stuart & Knight Inc.
Jacobson Group
James & Mays, PLLC
Janco Lazard Transfer Company
JC Capital Markets LTD
JD Trading
JDL-Invest
Jefferson Clark Associates
Jeremy Fleming International
JFA Advisors, LLC
John H. Slade & Co., Inc.
Johnson McQuade Acquisitions Corp.
JPR Capital Corp.
JSM Financial
JT Limited Partnership
Kaplan Mergers
Karum Group LLC Law Firm
Keep Clearing Corporation LLC
Kenilworth Mergers & Acquisitions Inc.
Kennedy, Anderson & Lang
Kensington Advisory & Investment Group
Keswick Group
Keys Law Group
Keystone Corporate Group
Keystone Global Marketing
Kiefer Business Services LLC
Kinetic Escrow Trust
Kings Crypto Space
Kingsley Capital Partners Inc.
Kipling Mercer & Co. LLC
Kirby Joe Associates
Kirkland Gray Acquisitions
Kirkland Mergers & Acquisitions
Klarotte Group Inc
Kobe Asset Management
KPH Consulting Group
Kramer & Associates Management Group LLC
Kravitz Roth, Ltd.
Krust Global Financials
Lakeshore Private Equity LLP
Lambert McMillan Corporation
Landmark M&A, Inc.
Lane Capital Group
Lansley, Everett & Moore, LLC
Law Experts of New York
Law Office of Ashley & Gina Wilson Associates
Lawrence James and Associates
Laxiom
Lead Asset Pro
Lead Capital Partners
Lead Global Ltd.
Lee Grant Morrison
Legacy Capital Management, LLC
Legal Management Consultants
Legal Recovery Consultants
Legal Trust Coin
Legg and Berman Acquisitions Management
Legitimatebitrade
Leo Equities
Levine & Levine Law Specialist
Liam Sachwell & Galahad a/k/a LSG LLC
Liberty Investors Protection Agency
Liberty Trade & Investment
Liberty Transfer Co.
Liberty Ventures Holding Inc.
Lincoln & Rutherford Trust Management
Lincoln Equity Partners
Lincoln International Fund LP
Lincoln Trust Transfer Agency LLC
Lindenberg Asset Management
Liquidation Assets Protections Board
Litmus Capital Management Group LLC
Livetradingfx
Livingston Mergers & Acquisitions
LJ Portfolios, LLC
Lloyd Brown Investments, Inc.
Lloyd Morgan Company
Lloyds & Lambert Capital Ventures Inc.
Lloyds Commercial Finance
LM Waterhouse
Loeb King Capital Management
Logan Acquisitions
Lombard Grand Financials
Longworth and Richman Law Group
Lubater Consulting
Lynch and Nitomura
Lynx Mackenzie, Inc.
M&A Global Consulting Group
M&A Securities Group
Macallaster Pitfield Mackay Inc.
Macellum Capital Management, LLC
MacMillian Escrow Trust
Macro Acquisitions LLC
Macros Investment, Inc.
Madden Group Inc. (MGI)
Maddisson Jardine Associates
Madison Avenue Mergers & Acquisitions
Maecon Investment Group
MAGV Securities
Maitland Bell & Co.
Mallary & Company, LLC
Mandolin Resources
Manhasset Capital Management Group
Manhattan Acquisition Corp.
Manhattan Corporate Transfers
ManMar Capital LLC
Manning Capital Inc.
Mannix M&A
Marcus & Company Inc.
Marcus KPO Services, LLC
Marsh & Reede Capital
Marshall Security & Transfer Inc.
Martin Curtis Smith Group Limited Global Law
Mason Securities LLC
Massaki, Lane and Associates
Master Wealth Global
Mathisen Financial
Maxwell Consultancy Limited
Maxwell Financial Services
Maxwell Financial Services
Maxwell Mergers & Acquisitions Group Inc.
May Capital Group
May Capital Group LLC
Mayer and Connolly LLP
Mayor Mining FX
MBC Finance Group
MBR Asset Management
MC Capital Markets LLC
McCarthy & Bennett M&A
Mckenzie & Sons Mergers & Acquisitions
McKinney Capital Partners
Mclintock Greer
McMillan Consulting
McMillan Consulting Group
McNeil Associates
McPherson Gordon Ltd.
MCT International Investments
Mc’Dave Investments & Financial
Mecuryfx
Medallion Asset Management LLC
Meister VI – Meister Ventures Inc.
MEL International Ltd.
Melrose & Greystone
Mendelson & Associates
Menden Hall Law Office
Mercury Global Acquisition Inc.
Merger Masters International
Mergers & Acquisitions Law Group
Meta Trader Options
Metcap Securities
Meteor Trade
Metro Capitals Trading
Metro FX-Trading
Metropolitan Financial Institutions Supervisory
Micro Global Management Inc.
MicrointellectualStrategies
Midal Consulting Co.
Miller & Cohen
Miller & Parker Consulting Group
Miller & Ross
Miller Consulting Group
Miller Winston
Minemora Investment Group
Minor Group Incorporated
MIT Associates Incorporated
Mitchell Bloch Law Firm
Mitrex Coin Trade
MKL Business Services, LLC
Monarch Holdings Inc.
Montgomery Roth International LLP
Moreton Capital
Morgan Consultancy Group
Morgan Investment Management
Morgan Premier Group
Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
Morisson Ventures Inc.
Morrison Lewis Law
Mulvey & Hanson, LLP
Myers and Baker Associates
National Compliance Regulatory Board
National Financial and Economic Compliance Center
National Financial Commission
National Financial Market Regulatory Board
National Financial Supervision Authority
National Securities Authority
Navy Invest
NBI Energy
Nevada Transfer Agent
New Alliance Securities, Inc.
New Dawn Forex Investments
New England Private Equity, LLC
New Republiq Trust
New York Board of Regulators
New York City Investment Fund Inc.
New York Compliance Regulatory Board
New York Finance Company
New York Global Group, Inc.
New York Law Acquisitions
New York Law Specialist
New York Mergers Inc.
New York Regulatory Division
New York Securities Division
Newcastle Distributors
Newcastle Trust, Ltd.
Nexogain
Nextopcoins.io
Nitrodex
Norsk Financial
North American Securities Transfer
North Pacific Mergers & Acquisitions
Northern Alliance Group
NorthPoint M&A Advisors NorthPoint M&A Advisors LLC
Northwest Global Management, Inc.
Northwest Mergers and Acquisitions, Inc.
Nortia Account Management
Novus Trades
NT Financial Services
NTCoinma
NW Advisors LLC
NY Finance Ltd.
NYSE Block Finance. Aka nyseplatform.com
O’Coone, McCormack & Button Ltd.
Oasis Mergers & Acquisitions
Oasis Options
Obrien & Shepard Inc.
Ocminvestments.ltd.
Octacoin Capital
Office of Financial Affairs
Offshore Securities Commission
Offshore Taxation
Offutt Securities Inc.
Omnicap, LLC
One Global Management
One Global Venture Group
One New York Financial Services
Optimalfxtraderoption
Optimo Legal Associates
OptimumMarkets
Option9ine
Orbinoxstock
Orient Acquisitions Group Inc.
OrtalfxOptions
Osprey Partners LLC
OTCEX-Investment.com
Overseas Financial & Regulatory Oversight Board
Overseas Financial Authority
Overseas Investors Information Network
Overseas Security Trading Protection Commission
Oxford Mergers and Acquisitions
P.A.N. Securities LP
P.J. Solomon Securities LLC, a.k.a. P.J. Solomon LLC
Pacific American Securities
Pacific Capital Management LLC
Pacific Capital Management LLC
Pacific Ventures Consultancy
Palmieri Angnardo & Co Inc.
Pan American Acquisition Group
Paragon Capital Group, Inc.
Paragon Traders
Park Avenue Mergers and Acquisitions LLC
Parkbrook Capital Inc. aka Parkbrook Inc.
Parker & Masters LLC
Parker & Mckenzie, Inc.
Passive Trade Plan
Paxmint Investment Management Company
Paycoinchain
PCA Capital
PDH Transfers LLC
Pederson Law Firm
Pegasus Mergers and Acquisitions
Pelican Trading Group
Pennsylvania Division of Securities
Performance Equity Inc.
Perkins Consultancy Group
Permanent Fund LLC
Peter Hamilton Law Firm & Consultancy
Peterson Advisors Limited, a.k.a. Peterson Consultancy
Peterson Capital Partners, Inc., a.k.a. Peterson Capital Partnership Inc.
Petron-Pay
Pex Global Inc.
PFS Investments
Phenix Digital Solutions
Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management
Pinatrades
Pinecrest Corporation
Pinicle Registry
Pinnacle Invest Group Ltd.
Planoff Investment Company
Platform Project Investment
Platinum Global Associates
Platinum Group International
Plutus Private Equity LLP
Pointe Atlantic
Pointe Capital Partners Inc.
Polarfxt
Porter and Rose Law
Porter Todd Law
Portfolio Investment Co. Ltd.
Powell Financial Services
Premier Consultancy Group (PCG)
Premier Mergers
Premium Direct Capital Partners
Premium Expert Trade
Prime Acquisitions Group, Inc.
Prime Cadre
Prime Group of Companies
Prime Risk Solutions
Prime Solutions, Inc.
Princeton Capital Investments, Inc.
Private Capital Venture Group
Private Fund Management S.A.
Private Investment Bank
Private Trading Acquisitions
Pro Income Stream
Procryptostock
Proexpertearnings
Profit Finance Option
Profitstradezone
Progress Investments LLC
Provident Capital Management
PV Merger Group
Qatalyst Partners, L.P.
Qual Invest Equities
Quantum Global Equities Inc.
Quantum Partners International
Quantum Private Equity
Quantum Reliance Group
QuickFxTrade
Quintal FX (Quintal Capital Corporation)
Qwallet
Rapidreturn247
Ratherways and Co.
Rave Fx Trades
Rayburn Watson & Associates
RBM International Limited
RE Investors 126 LLC
Real Options
Reclaw International Inc.
Redmond Asset Management, LLC
Regal Investments d/b/a Regal Holdings USA Inc.
Regal Registrars
Regency Acquisition Group
Regency Group Inc.
Regency Group Inc.
Regent & Langley Consulting Group
Regent Capital Ventures Inc.
Regent Consolidated
Regional Financial Services Commission
Regional Regulatory Board
Regulatory Advisory Commission
Regulatory Compliance Board
Reliable Options Trade
Reliance Capital Management Advisors
Relion Assets Management
Resonanceoptions
RetireWell Investors
Returnforex1
Revera Associates
Rexbit Capitals
RFM-Corp
Rhine & Associates
Richfield Orion International Group
Richmond Grant Security & Transfer Inc.
RidgeWood Securities
Ridley Steed & Cabot
Riley Cohen LLC
Riley Securities and Trading Management
Rixe Trade
Robbins, McCaully, Appleby LLC
Robertson Ellis
Robinson Capital Partners
Robinson Hurst M&A
Roche Capital Partners LP
Rootel Investment Service
Rose & Cranfield
Rosen and Associates
Rosen and Schmertz
Rosenberg Corporate Law
Rosenthal & Goldberg Associates
Rothman Securities
Rothridge Consulting Group
Ryan & Mahar, LLC
S-Acquisition Corp
Safefxinvestment
Salvora Invest and Trade, Inc.
Sanders Associates LLP
Santander Investment Securities Group
Sapporo Capital
Savana Trade
Saxon Invest
SB Capital Management
SB Registry
SBV Venture Partners, a.k.a. SBV Venture Partners Law Services
Schiller Gates, Inc.
Schroeder Law Firm
Schwartz Leiberman Associates
Scope Acquisitions
Scorpio Acquisitions
Scott & Alder
Scott and Fischer Consultancy Limited
Seago South Mergers & Acquisitions, LLP
Seale Capital Inc.
Secure Insurance
Secured Capital Policy
Secured Trade Investment
Securedcryptomarket24
SecureFx Options
Securities Administration
Securities Africa Limited
Securities and Financial Commission (SFC)
Securities and Investments Disputes Agency
Securities and Investments Protection Committee
Securities Board of Regulators
Securities Compliance Agency
Securities Fraud Protection Authority
Securities Registration & Corporate Oversight Commission
Securities Regulation and Recovery Bureau
Securities Regulation, Protection and Litigation Agency
Securities Regulatory Agency
Securities Regulatory Authority
Securities Trading Board
Securities Trading Commission
Securities Transfer & Registration Group
Securities Validation Department
SeedChange Inc./SeedChange Execution Services Inc.
Select American Transfer Co.
Senaca Stock Transfer Inc.
Severn Funding and Investment Limited
Seward, Groves, Richard and Wells
Sharp Courage Global
Shearer Sampson & Associates
Sheppard Capital Partners
Sherman Consultancy Group
Sherman Ellis Law Mergers and Acquisitions
Sidstone, Gray & Partners
Silva Consulting Group
Silver Spring Capital Management, LLC
Silverberg & Associates
Sinikat Investment
Sky GlobalFx
Skye Trust Trading
Skyoption LLC d/b/a 360Sky Options
Skysphere
SkyTradeGlobalInvestment
Smart Bull Options
Smart Capital Investment, LP
Smart Capital, LP
Smartautofxtrades
SmartCoins24
SmartfxMasters
Smartrex Ventures
Smith and Lincoln LLC
Smith and Lockhart Associates
Smith and Olsson
Smith Kearney M&A
Soloman Mckinley Associates
Solution Capital Partners LP
Sony Global Asset Management, Ltd.
South Atlantic Securities
Southampton Investment Services Inc.
Sovereign Marketing
Sovereign Pacific Inc.
SparkleWhite FX
Spartan Capital Asset Management
Spectrum Global International
Speed Funds Recovery
springprotrade
Squire Investment Solutions
Stamford Niles Equities, LLC
Standard Crypto Tradefx
Standard Hokori Group
Standard New York Securities Corporation
Stanford Law Firm
Stanley Capital Group Mergers and Acquisitions
Stansell Corporate Services, LLC
Stansfield Private Equity Ltd.
Stardom Minefx
StarFxMarket
Stargate Advisors Limited
Stargroove Trade Ltd., a.k.a. Stargroove Corporation
State Securities Commission
Stateside Capital, LLC
Statonfxc
Stax Capital
Steam Takeovers
Steed and Associates
Steinberg & Ashley Corp.
Steinberg Private Equity
Stephen Schmidt Capital Ventures Inc.
Sterling Equity Corp.
Sterling FX International
Stern Fisher Edwards Corp.
Steve Pearson Capital Management
Stock BTC Trade
Stock Funding Corporation
Stock Harbour
Stockate
StockBidders
Stockbrew
Stockfinace247
Stockholm Holdings
Stocktradefxt
Stonebridge Securities
Strategic Private Equity Group
Strategic Private Equity LLC
Strike Commodities
Stronghold Capital Partners
Stronghold Mergers & Acquisition Regulatory Board
Sullivan Seton Murphy Law Firm
Summers Associates Limited
Summit M&A Inc.
Summit Private Equity LLP
SummitTrade24
Sungold Investments, a.k.a. Sungold Escrow
SuperBinance
Superfxtrading
Sure Mergers & Acquisitions
Swapworld
SWFinvestguide Financial Services Inc.
Swift360pays
Swiftlive Trades
Swiftsure Securities Limited
Swinson Consultancy Firm
Swiss Private Capital Ltd.
Synergy Capital, LLC
Synergy Ventures Inc.
T.M.R. Trading Escrow and Clearing
Taber Scott LLC
Taft MacKenzie Ventures
Tanner and Kaplan PC
Tanner-White PLLC
Tate and Carver Consultancy Group
Tate, Aron, and Madden LLP
Tax Strategies LLC
Tax Strategies Ltd.
Taxwise Consultants
Taylor and Grant Associates
Taylor Stuart Financial Inc.
TBO Capital Group, Inc.
TCM Financial
TDB Financial Group
Texas Stock and Bond
The Column Capital Partners
The Crowne Registry
The Equity Exchange Group Portfolio Management (Limited)
The Financial & Regulatory Oversight Board
The Firm Inc., a.k.a. The Ottoman Group
The ICON Group
The Mayhill Agency
The Regulating Body of Securities and Investments
Think Crypto FX
Thomas & Hyde Consulting
Thomas Anderson Advisory
Thomas McCain Group Inc.
Thomas, Lloyd, Cohen & Anderson LLP
Thompson-Russo Securities
Thornton Wilson Group
TMRTrust Ltd.
Tokotaf
Tomason Henry Law Offices
Tompkins, Price & Walker
Top Trade Invest FX
Topminingfx
Toptrend Investment
Total International CPA LTD
Total Research Group, Inc.
Tower Insurance Limited
Trade Coins Global
Trade Guide Insurance
Trade Mill FX
Trade Profit Link
Trade-BTC
Tradealgo
Trademax Ltd
Trademegacoin.com
Tradeoption
Tradeov
Tradeoxen
Traderex Mining
Traders Financial Insurance
TradersRoom
TradeRyt
Tradesbail247
Tradesen
Tradesla
Tradevilley
Tradewebexchange
Trading Venture Financial Services, Inc.
TradingBinance
Tradingfxbonus
Transatlantic Alliance Inc.
Transfer Securities Inc.
Treadstone Private Equity
Trendline Futures Inc.
Trias Ltd.
Tribune Assets Management Litmited (sic)
Trident Capital Management, LLC
Trident Transfer Services Ltd.
Trillium Advisory Firm
Triumph Capital Management
Tron Trade Options
Truman Stock Transfer LLC
TrustInvestProtrade
Tsaifu Elysium Global
TTBD Traders
Tudor Capital Group, a.k.a. Tudor Capital Global Financial Consultancy Firm
Turner, Liebermann & Cohen
Turner, Silverman and Cohen LLC
TwitXOptions
U.S. Board of Merger & Acquisitions
U.S. Bureau of Compensation and Liquidation
U.S. Compensation Department
U.S. Department of Registrars Bureau
U.S. District Court of Arbitration
U.S. Financial Management Service
U.S. International Bureau for Trading
U.S. Mergers and Acquisition Regulatory Board
U.S. Municipal Securities & Information Board
U.S. Offshore Registry Commission
U.S. Offshore Trading Administration
U.S. Registration of Securities Bureau
U.S. Regulatory Securities Agency
U.S. Regulatory Trade & Commission
Uinvest, Inc.
Ultimatecryptofx
UltraCryptoMine
Ultrafx Smart Trades
Unifiedchase Ltd
Unifund America, Inc.
Union Financial Protection Commission
Union Street Partners
Unique Options FX Limited
Unique Trade Market
United Compliance Regulatory Board
United Consultants Fiduciary Services (UCFS)
United Financial Protection Commission
United States Bureau of Securities Registration
United States Fair Trade Bureau
United States Federal Court of Arbitration
United States Federal System
United States Financial Services Registry
United States Investment Dealers
United States Investment Dealers Organization (USIDO)
United States Mergers and Acquisitions Regulators
United States of America Takeovers & Acquisitions Regulatory Board
United States Registration Commission
United States Regulators and Administration Commission
United States Securities and Acquisitions Administration
United States Securities and Investments Commission
United States Securities and Investments Dealers
United States Securities Liquidations Department
United States Securities Regulatory Commission (sic)
United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC)
United States Trading Committee
United Tax Consulting Limited
United Tax Strategies
UnitedOne Partners, Inc.
Uniteds Investment Global Corp.
Universal Consolidated
Universal Equities Consolidated LLC
Universal Forex Trade
Universal Partners Mergers & Acquisitions
Upper East Side Trust Management
US Commission on Regulatory Enforcement
US Compensation Bureau
US Federal Oversight Investment Bureau
US Financial Authority
US Financial Regulators
US International Investment Trade Authority
US International Registry & Compliance Agency
US Liquidation and Compensation Board
US Registration Authority
US Securities Registration Oversight Commission
US Shareholders Registry Department
UST Financial Services Corp.
Utmost Open Trades
Validtrades
Van Der Hout, Parker & Price LLP
Vantage Financial Trust
Vantage Global Advisors Inc.
Varalen Capital Markets LLC
Variant Trading
Vault Acquisitions
Verity Transfer Inc.
VipBinary, a.k.a. Vip Binary
Virgo Binary Trade
Vista Capital Finance
Vitacapitals, LLC
Vogel, Maines & Associates
Vpoint LLC aka Vantage Point Investment Advisors
Wade and Wiley Consultancy
Wahrburg Moss
Wahrburg Moss Group
Waight & Caffie Company Ltd.
Wall Street Systems Holdings, Inc.
Wall Street Top Trade
Wallace Jacob Consultants Corporate Services
Wallstreet M & A Group
Walter Parker Group
Walters and Reed
Walton Mergers & Acquisitions
Wampum Group LLC
Warren & Massey Asset Management Ltd., Inc.
Warren Fisher and Associates
Warren Hill, LLC
Warren Sitco & Company
Washington Regulatory Division
Wasp Mining
Watson Sandy Holding Co.
Wealth Markets
Wegman & Associates
Weinberg Equity Management
Weinstein & Younge Asset Management Group
Weiss Rifkin & Partners
Welborn Capital & Partners LLC, a.k.a. Welborn Capital (sic) LLC, a.k.a. Welborn Capital Partners Inc.
Wellbitex
Welling & Company, LLC
Wellington Capital Markets
Wellington Mergers and Acquisitions
Welsh Securities LLC
Wentworth Fiduciary and Transfer Services
Werner Group
West Capital Partners, Inc.
West Coast Financial LLC, a.k.a. WC Financial Group LLC
West Coast Stock Transfer Inc.
Western Capital, Inc.
Western Equities Corporation
Western Global Capital Management
Western Pacific Advisors Inc., a.k.a. Westpac Inc.
Western Transfers Company
Western Trust Company Washington
Westgate Consulting Group
Westhill Partners, Inc.
Westwood Consultancy
Whalberg and Kaplan Agency Inc.
Wheeler Consultancy
Whitman Law Group
Whitney Cooper and Associates
Whittman Simmons Inc.
Wiess & Associates Ltd.
William Burke Ventures
William Campbell Company
Williams & Miller PLLC
Williams Mckenna Associates
Williams Royale Associates
Williamson Advisors Ltd.
Willkinson Capital Group
Willow Stream Capital
Windcrest Management Solution, Ltd.
Windgate Security Management
Wineburg Corporate Insurance
Woodbridge Escrow and Clearing
Woori Investment & Securities America, Inc.
Worldwide Insurance Network Group (aka WING Insurance)
Worldwide Regulators Board
Worldwide Transfer and Trust
Wyatt M & A Advisory
X-Clearing Corporation
xBT360 Mining
Xcryptodoubler
Xpressmarketfx
Yagifxtradeoption
York & Williamson
Young Capital M&A
Zahamax
Zenith Research Group
Zenithmine
Zenprofx
Zeus Financial Trades
Zilton Capital